principles to mitigate the risks of greenwashing and promote readiness of the ESG in practice factor. Furthermore, international experts in sustainable investment and analysis shared their experiences with
management, compliance, and internal audit based on the principles of the Three Lines of Defense to ensure the effectiveness of securities company oversight and to further promote recognition of the
”) after proposing the amending principles in 2023. The amendments to the Emergency Decree aim to supervise digital assets that are appropriate in accordance with the characteristics and risks of each type
ensures that efficient internal control is in place and the SEC operation complies with corporate governance principles. Click here to see SEC organization chart. Our Roles How We Regulate
principles for supervising DA custodial wallet providers. In this regard, on 10 November 2022, the SEC Board Meeting No. 15/2565 passed a resolution approving the proposed revision to the principles whereby an
The SEC Board Meeting No. 13/2566 and No. 17/2566 held on 15 August 2023 and 7 December 2023, respectively, resolved to approve the principles for revising the advertising rules for business
ตลาดทุน ประเมินเทียบกับมาตรฐานสากลของ ก.ล.ต. โลก (IOSCO Principles) จำนวน 37 ข้อ และโครงสร้างพื้นฐานของระบบชำระราคาและส่งมอบหลักทรัพย์ ประเมินเทียบกับมาตรฐานสากล Principles for Financial Market
economy or the national security or peace and order or the morality of the public, a license for establishment shall be issued and the association related to securities business shall be registered. Clause