/2024: Request for the court to indicate provisional measures. Both cases were accepted by the Court and a hearing for petition on temporary protection was scheduled on May 27, 2024. Furthermore, on
prosecutor’s prosecution, and the court’s adjudication, respectively. “The DSI has accepted this matter as a special case, and the ECD, which has been working with the SEC since the beginning, has been
Following the complaints of two clients and SEC’s further investigation, it was found that {A} had made trading decisions without investors’ orders, while {B} and {C} had accepted trading orders
the six short-to-medium term focus areas identified in the Roadmap for ASEAN Sustainable Capital Markets (“Roadmap”). The meeting also accepted the provision of technical assistance from the Asian
implements good governance, is accepted by its members, and is able to bring about the growth of their investment that would lead to sufficient retirement income for their employees. The management model of
Department accepted on 13 May 2018. Earlier, the Department dismissed IFEC request to have Mr. Theetiphan Thepphadungporn registered as a new director.Having only three directors on the board is insufficient
the period of 10 years starting from 27 September 2023 will not be accepted.
Kornyachath as capital market business personnel for 10 years, starting from 9 December 2016. A re-entry application will not be accepted until the revocation period ends. ____________________ * Violation of
significantly in the past years. The above actions will boost six strategic moves set out in the strategic plan, comprising (1) attaining high regulatory standards on par with internationally accepted standards
-term debentures and B/E to allow issuing financial institutions to use financial statements prepared according to the generally accepted accounting standards and submitted during accounting periods as