) educational background; (b) work experience; (c) investment experience; (3) provide guideline for providing information or details of high-risk or complex capital market products especially details on damage
factors into consideration before communicating with and providing services to clients; (a) educational background; (b) work experience; (c) investment experience; (3) provide guideline for providing
factors into consideration before communicating with and providing services to clients; (a) educational background; (b) work experience; (c) investment experience; (3) provide guideline for providing
: Detail Content Management of Mutual Fund 3. Mutual fund performance measurement 3.1 Conform to the recognized academic principles or international standards. 3.2 Presribes by the Association of Asset
: Detail Content Management of Mutual Fund 3. Mutual fund performance measurement 3.1 Conform to the recognized academic principles or international standards. 3.2 Presribes by the Association of Asset
strengthen competency of digital leaders.KMITL and CMKL will jointly promote academic know-how in the area of digital technology for capital market personnel, promote research related to capital market, and
At the academic seminar entitled “Investor protection mechanism and building confidence in the capital market” hosted by SEC on Wednesday 20 November 2019, experts from Australia and Malaysia took
, citizens, agencies and related organizations, and 4) promote and support education, research, training and development of knowledge or academic work beneficial to the capital market.Media inquiries:Capital
1 แบบแสดงรายการขอ้มลูการเสนอขายหลักทรัพย ์ (แบบ 69-ASEAN) แบบแสดงรายการขอ้มลูการเสนอขายหลักทรัพย ์ กรณีบรษัิทไทยเสนอขายหลักทรัพยใ์นไทยและประเทศกลุม่อาเซยีนพรอ้มกนัหรอืในเวลาใกลเ้คยีงกนั Registration Statement for Thai-incorporated Company to offer for sale of securities in Thailand and ASEAN member country simultaneously or in proximate period (ชือ่บรษัิททีเ่สนอขายหลักทรัพย)์ (Commercial Name of the Issuer) - ใหร้ะบลุกัษณะทีส่ าคญัของหลักทรัพยท์ีเ่สนอขาย เชน่ ประเภทหลกัทรัพย ์จ านวน ราคาเสนอขายต...
academic expert or professional in accounting, finance, business administration, economics or law; (7) “Office” means the Office of the Securities and Exchange Commission. Clause 3 . An executive of any