Securities and Exchange Commission hereby issues the following regulations: Clause 1 The management of funds of juristic entities under the same business group shall not be regarded as the undertaking of
01/03/2017 2. Notification of the Securities and Exchange Commission KorKhor 16/2551 Granting of Approval for Undertaking Derivatives Business in the Category of Derivatives Broker Limited to Gold
for Undertaking Derivatives Business for Licensed Derivatives Broker (Synopsis) 22/12/2004 16/01/2005 2. Notification of Capital Market Supervisory Board Tor Thor. 80/2552 Criteria for Undertaking
for Undertaking Derivatives Business for Licensed Derivatives Broker (Synopsis) 22/12/2004 16/01/2005 2. Notification of Capital Market Supervisory Board Tor Thor. 80/2552 Criteria for Undertaking
for Undertaking Derivatives Business for Licensed Derivatives Broker (Synopsis) 22/12/2004 16/01/2005 2. Notification of Capital Market Supervisory Board Tor Thor. 80/2552 Criteria for Undertaking
for Undertaking Derivatives Business for Licensed Derivatives Broker (Synopsis) 22/12/2004 16/01/2005 2. Notification of Capital Market Supervisory Board Tor Thor. 80/2552 Criteria for Undertaking
Regulation. Clause 2 The finance and securities company in accordance with Clause 1 shall prepare a scheme for establishment and business undertaking of a limited or public limited company to be set up for
company to prevent the misuse of the IPO channel as a tool to evade or contravene the governing law and regulations (regulatory arbitrage) on the undertaking of investment management business,* which
the Capital Market Supervisory Board No. TorThor. 93/2552 Re: Rules for Undertaking Derivatives Brokerage Business Overseas for derivatives Brokers (codified) By virtue of Section 18 of the Derivatives
Commission Notification of the Securities and Exchange Commission No. KorThor. 45/2547 Re: Determination of Undertaking which is not Deemed to be A Derivatives Dealer By virtue of Section 3 and Section 9 of