SEC also disclosed inappropriate behavior of {D}.The SEC?s routine inspection of investment consultants found that {A} (then worked at ZMICO Securities) had been authorized by his client to make
Bangkok, February 11, 2013 - The SEC imposed a one year suspension on {A}, a capital market investment consultant of Finansia Securities Plc., effective from February 8, 2013; and also disclosed
with the law. However, Mr. Dusadee failed to order or act as required by his responsibilities, and is therefore liable for ALL’s disclosed incorrect information and made false statements or concealed
compared to the 1st quarter of 2015 that was disclosed to the public on 11 November 2015 (at 17.10 hrs), and - the net profit of TOG in the 1st quarter of 2015 of 75.30 million Baht, which increased by
chairman of the board of TTTBB. The information is material to changes in the prices of JTS share prices which has not yet been disclosed to the public and Mr. Pete buy JTS shares in such a way as to take
Pathomrungsiyunggul’s securities trading account to puschased 1,286,700 of UVAN shares in such a way as to take advantage of other persons before UVAN disclosed the inside information to the public on 23 February 2018
way as to take advantage of other persons before UVAN disclosed the inside information to the public on 23 February 2018. (2) During 12 July to 10 August 2018, Miss Amornrat Kasemsakdakorn aided or
55.34 million baht. Subsequently, Mrs.Eng disclosed such insider information to Miss Supanee Sukapantavorn, her sister, even though she knew or should have known that Miss Supanee could possibly use such