invest in securities in Thailand under the name of "Chartered Asset Management" and "Bowen Reece" without proper licenses granted, violating Section 90. The public prosecutor issued a
authorized directors, namely Mr. Phanuwat Lertviset and Miss Sasithorn Wuthiruengsakul, Asset Million Co., Ltd. (“AMC”) and its two directors at the time, namely Mrs. Wandee Tocharoen and Miss Lakhana
authorized directors, namely Mr. Suthep Akkawuthikrai and Miss Sasithorn Wuthiruengsakul, Asset Million Co., Ltd. (“AMC”) and its two directors at the time, namely Mrs. Wandee Tocharoen and Miss Lakhana
Miss Lakhana Sawaengha Miss Lakhana Sawaengha, former director of Asset Million Co., Ltd. (“AMC”), aided and abetted Mr. Suriya Lapvisuthisin, as an instigator, and three other authorized directors
Mr. Pirom Priyawat Mr. Pirom Priyawat (now Mr. Sutha Priyawat) and Mr. Sonthaya Noicharoen, former directors and executives in charge of business operation and asset management of Eastern Wire Plc
Mr. Sonthaya Noicharoen Mr. Sonthaya Noicharoen and Mr. Pirom Priyawat (now Mr. Sutha Priyawat), former directors and executives in charge of business operation and asset management of Eastern Wire
Mr. Porameth Rungrongtanin Mr. Porameth Rungrongtanin as a nominee of Mr. Sathit Roongwatanapak filed reports (Form 246-2) to the SEC Office the acquisition or disposal of Asset Bright Public Company
Market Advisory Board violated section 113 of the Securities and Exchange Act B.E. 2535. Bualuang Securities used 3 accounts of asset management companies for the benefit of other customer. SEC Act S
effective system for protecting the client?s asset that are (1) failing to segregate assets under its custody as assets of clients in accordance with the notification and (2) investing assets of clients in
Capital Market Supervisory Board by failing to put in place a sufficient and effective system for protecting the client’s asset that is investing assets of clients in private company bond which violated