Mr. Pat Thamma Mr. Pat Thamma, director of P.T. Research Co., Ltd., operated derivatives business without license or registration with the SEC in violation of Section 16 of the Derivatives Act B.E

Mr. Kanok Juntarachot Mr. Kanok Juntarachot, director of K.N.O. Marketing Co., Ltd., operated derivatives business without license or registration with the SEC in violation of Section 16 of the

registration with the SEC in violation of Section 16 of the Derivatives Act B.E. 2546 (2003). This case is in the process of inquiry by the inquiry official. According to the SEC News Release No. 103/2012, the

Mrs. Vachala Pisitsak During November 2009 to March 2011, Mrs. Vachala Pisitsak colluded with Ms. Sopana Janeborvorn and Phra Suthep Arpassaro (Panpai) in committing dishonest acts by using

-month period ended June 30, 2012 to the SEC and the SET within the specified period. SEC Act S.300 Criminal Complaint Filed with an Inquiry Official Dated 12/12/2012

S.56 and 199 Criminal Complaint Filed with an Inquiry Official Dated 12/12/2012

. SEC Act S.56 and 199 Criminal Complaint Filed with an Inquiry Official Dated 25/03/2013

financial statements for Q3/2012 to the SEC and the SET within the specified period. SEC Act S.300 Criminal Complaint Filed with an Inquiry Official Dated 25/03/2013

offender; however, attempt to arrest the alleged offender failed and the statute of limitations ran. SEC Act S.56(1)(2)(3)(4) Criminal Complaint Filed with an Inquiry Official Dated 31/07/2013

the statute of limitations ran SEC Act S.300 Criminal Complaint Filed with an Inquiry Official Dated 31/07/2013