Bangkok, May 25, 2015 - The SEC revoked an approval of {A}, a capital market investment consultant, for trading securities on behalf of client, making trading decision for securities in the account
Board concerning personnel in the capital market*, the SEC therefore suspended {A} from her duty as the approved capital market investment consultant for two months, effective from February 9, 2015
}, the SEC further probed into the case and found that {A} persuaded his client to invest in derivatives contracts by exaggerating return from investment. He had prepared his own documents for giving
the benefit of investors and the Thai capital market as a whole."SEC is pleased to support the implementation of the Prof. Link platform by allowing an automatic linkage of license information according
in order to add value to businesses and enhance benefits for the public in line with the SEC vision to build a sustainable capital market for all, ? added SEC Chief. SET President Kesara Manchusree
to further develop the capital market, find solutions to the problems so as to improve efficiency, and put in place investor protection mechanisms for investors’ confidence,” said Mr. Thawatchai
with the law on digital technologies, extend services of the capital market to the public, and develop potential for service giving and market operation through digital tools and channels in line with
efforts and inviting all sectors in the capital market to make contribution to the country by, first of all, signing the Declaration of Intent to become a good corporate citizen and adopt the ESG
Eng_MD&A Q2'18 (Translation) August 14, 2018 Ref: SET-2018-016 Re: Management Discussion and Analysis for Quarter 2’ 2018 Attn. to: President The Stock Exchange of Thailand Filter Vision Public
appraisers for transactions in capital market in the following manners: (1) Extending the approval period from 2 to 5 years. The lead appraiser, however, is still required to take