in the register of person qualified to be fund manager. In granting an approval according to the first paragraph, the Office may specify a period for the applicant to attend the first training course
and purchases were in line with the normal course of business operation. Concurrently, the SEC instructed the company to amend the annual financial statements for the year 2015 and the interim financial
available to provide services with respect to the trading or exchange of digital assets for its own account in the normal course of business outside the digital asset exchange. Additionally, 1000X has
, 2002. clause 15/1 Engaging in providing rebates to clients, which are not deemed as benefits customary to services rendered in the normal course of securities business, thus
.) Engaging in providing rebates to clients, which are not deemed as benefits customary to services rendered in the normal course of securities business, thus violating the Regulations of the Stock Exchange of
send a fax to 0-2263-6325 or email to seccom@sec.or.th All facts, opinions and suggestions garnered from the survey will be taken into account in determining appropriate regulations in due course
principles for supervising additional digital asset businesses before proposing the Ministry of Finance to issue ministerial regulations in due course. ______________________________
required to examine the issue raised by the auditor whether the questionable transactions of land sales and purchases were in line with the normal course of business operation.Concurrently, the SEC
due course.
the first refresher course relating to securities and exchange laws, relevant rules and regulations and ethics and professional standards administered by an association or a training institute