public auditor. The provision of the first paragraph shall not apply to a derivatives advisor.

benefits and long-term return. Mr. Malpass received profits from providing investment advisory service in the ordinary course of business. Thus, Mr. Malpass operated securities business as investment advisor

Attn : The Directors and The MAI Manager Ref: Dimet AC 1802/001 February 13, 2018 Attention: The Directors and The MAI Manager The Stock Exchange of Thailand Subject: Report on improved Q.2’s

margin of (11.49%). because the company has improved the structure within the organization The company has administrative expenses of THB 7.62 million, increase of THB 1.17 million or 18.03% compared to

the net tangible assets of the Company. The meeting resolved to approve the appointment of Absolute Advisory Co. ,Ltd to be the independent finance advisor of the Company to give opinions on the

, training, and cooperation. Mr. Livio Sarandrea, a business and human rights consultant from the United Nations Development Program (UNDP), Asia-Pacific region, was the host.SEC Secretary-General thanked

Public Hearing System :: สำนักงานคณะกรรมกำกับหลักทรัพย์และตลาดหลักทรัพย์   แบบสำรวจความคิดเห็น Hearing Home      การเปิดทางให้ Investment Advisor สามารถอำนวยความสะดวกในการซื้อขายผลิตภัณฑ์ในตลาดทุนได้

, both the Board of Directors and the Audit Committee view that such transaction is reasonable and beneficial to the company. However, the independent financial advisor is of the opinion that the

known as robo-advisor, service to be offered to investors next year. Robo-advisor has gained popularities in many foreign capital markets as it offers investors ability to obtain lower cost investment

on investment advisor via crowdsourcing which are required to be granted SEC licenses. Investment advice must be made to general, not specific, investors and must be independent advice without