Corporate Finance 33 Broker-Dealer 36 Asset Management 43 Investment Adviser 48 Enforcement 53 Market 57 International Cooperation 60 Corporate Affairs Appendices 63 Capital Market Performance 2002-2004 69
discussions, Mr Thawatchai Kiatkwankul, Director of the SEC ' s Accounting Supervision Department noted that any initiatives to raise quality would require collaboration between audit firms and regulators. He
environmental responsibility in line with the United Nations’ Sustainable Development Goals (SDGs). Laid out as a three-year plan, the Initiative has already led to further collaboration between the SEC and nine
, the institutional investors this year pushed for more concrete cooperation in determining proxy voting guidelines to promote good corporate governance, corporate social responsibility and anti
strategies. Assessment criteria must therefore be adjusted in response to the changing environment and be able to protect the rights of retail investors.The SEC is pleased to witness the cooperation between
collaboration for practical application of the I Code among institutional investors. The eight signatories are (1) the Office of Insurance Commission, (2) the Thai Social Security Office, (3) the Thai Government
partnership between the SEC and the SET at the policy making level, after which the meetings for management and operating staff levels will be followed. The SEC and the SET are committed to working together
collaboration and partnership? Role of the Capital Market” ในการประชุมหุ้นส่วนเชิงนโยบายด้านการเพิ่มการมีส่วนร่วมของสตรีในระบบเศรษฐกิจ (Policy Partnership on Women and the Economy: PPWE) ครั้งที่ 2 เพื่อแลก
billion baht placed Thailand highest in the ASEAN region for a third year. Despite a challenging volatile environment, collaboration by all relevant participants helped the Thai capital market achieve a
This webinar is part of the continuing cooperation among the SEC, the UN and the PRI in supporting the Thai capital market’s role in driving progress towards the UN Sustainable Development Goals