Governance in Asia (CG Watch) by Asian Corporate Governance Association and CLSA Asia-Pacific Markets (CG Watch) SHARE : Detail Content For more information Click here Doing Business FSAP CG ROSC CG Watch
all sectors of the capital market, namely the Association of Thai Securities Companies (ASCO), the Association of Investment Management Companies (AIMC), the Thai Bankers Association, the Association of
of knowing and categorizing type of client shall be revised and updated within a period of time specified by the Association , with an approval of the SEC Office, except that the intermediary which is
. “ association ” means: (1) an association relating to a securities business, of which objectives is for promoting and developing securities business, having obtained an approval to establish and having registered
” means derivatives exchange licensed from the SEC. (5) “derivatives regulatory association” means association approved by the SEC to be derivatives regulatory association. (6) “customer contact person for
licensed from the SEC. (5) “derivatives regulatory association” means association approved by the SEC to be derivatives regulatory association. (6) 1 “customer contact person for derivatives agent” means the
licensed from the SEC. (5) “derivatives regulatory association” means association approved by the SEC to be derivatives regulatory association. (6)1 “customer contact person for derivatives agent” means the
beneficial interest of sukuk holders to be less inferior, the consent from the general meeting of sukuk holders is required; (e) rate and means of fee payment or any other expense relating to a trust; (f
a statement of consent to the civil sanction and fully paid a civil penalty of 500,000 baht*. The other six offenders made an appointment to make a statement of consent to pay a separate civil penalty
) “Person” means a natural person or legal person, or an unincorporated entity or association, including partnerships, corporations and bodies corporate. (q) “Requested Authority” means the Authority to whom