cooperation of SEC, considered that a strong capital market infrastructure which process capability to support the changing economy and digital society could provide a solid foundation for further development
or should have been known, but not exceeding two years from the effective date of registration statement.” 1 I. DESCRIPTION OF THE DEBT SECURITIES A. Economic Terms of the Debt Securities 1. Provide
invest to obtain the assets for its own account. The company shall provide term in private fund agreement showing that the company may invest in securities or assets for private fund management company in
private fund management company invest to obtain the assets for its own account. The company shall provide term in private fund agreement showing that the company may invest in securities or assets for
, management company shall specify such details in the private fund agreement. Clause 18. Affiliated Transaction for mutual fund as the following cases, mutual fund management company shall provide monthly
(“the Company”), are pleased to provide you our management discussion and analysis for the period ended 31 March 2023 of the Company and the subsidiaries (“the Group”) as follow: Consolidated financial
persons shall be assigned to be responsible for the entire process of work in such a manner that may give him an opportunity to commit frauds. Clause 11 A securities company shall provide a sufficient
provide a sufficient security system to prevent unauthorized persons from accessing or amending information relating to its business operation. Clause 12 A securities company shall provide evidence on
purpose of considering ability of a client to perform in respect of servicing agreement, an intermediary shall consider received information as prescribed in Clause 31 in order to provide corresponding