In addition, SEC shall not accept her future application for approval as capital market business personnel until the revocation period ends. At the time of her misconduct, Sunisa was working for
In addition, SEC shall not accept her future application for approval as capital market business personnel until the revocation period ends. At the time of her misconduct, Sunisa was working for
public hearing ends on 22 May 2020._______________________Note: * Type E Securities Business License means a license to undertake securities business in
hearing ends on 2 May 2020. _________________________
@sec.or.th. The public hearing ends on 26 August 2022. ______________________Remark: *Pursuant to the Notification of the Securities and Exchange Commission No. Kor Jor. 39/2564 Re: Determination of
public hearing ends on 6 June 2022.
parties are welcome to give comments and suggestions via SEC’s website, or facsimile at 0-2263-6109 or 0-2033-9570, or email: sorawisn@sec.or.th or kanapart@sec.or.th. The public hearing ends on 22
@sec.or.th, pattarav@sec.or.th or chavisa@sec.or.th. The public hearing ends on 30 December 2020. ________________________
suggestions via the website or email: pornpong@sec.or.th , pisut@sec.or.th or supisara@sec.or.th . The public hearing ends on 10 April 2021.
hearing ends on 23 April 2021. _________________________Remark: *Regulatory Guillotine is the regulatory review of the existing laws and regulations. The reviewed laws and regulations that are not