Preparation of mutual fund reports Scheme amendment Increases in registered capital and scheme capital Classification of investment units Conversion of a Closed-End to an Open-End fund Amalgamation and merger
reports Scheme amendment Increases in registered capital and scheme capital Classification of investment units Conversion of a Closed-End to an Open-End fund Amalgamation and merger of mutual fund
) Procedures for incorrect pricing Sale and repurchase of investment units Preparation of mutual fund reports Scheme amendment Increases in registered capital and scheme capital Classification of investment
amendment Increases in registered capital and scheme capital Classification of investment units Conversion of a Closed-End to an Open-End fund Amalgamation and merger of mutual fund Procedures in a case of
capital Classification of investment units Conversion of a Closed-End to an Open-End fund Amalgamation and merger of mutual fund Procedures in a case of defaults of debt instrument issuers Exercise of
values (NAV) Procedures for incorrect pricing Sale and repurchase of investment units Preparation of mutual fund reports Scheme amendment Increases in registered capital and scheme capital Classification
capital Classification of investment units Conversion of a Closed-End to an Open-End fund Amalgamation and merger of mutual fund Procedures in a case of defaults of debt instrument issuers Exercise of
SEC Classification : ใชภ้ายใน (Internal) คูม่อืส ำหรบัประชำชน : การยืน่แบบแสดงรายการขอ้มลูการเสนอขายหลกัทรพัย ์(แบบ filing) – เพือ่เผยแพรแ่บบแสดงรายการขอ้มลูทีแ่กไ้ขเพิม่เตมิคร ัง้หลงัสดุ [N] หนว่ยงำ
Notification of the Ministry of Finance SHARE : Detail Content -Unofficial translation- The Notification of the Ministry of Finance Re: Classification of Inter-Dealer Brokerage as Securities Businesses
these key responsible persons and key responsible persons in risk assessment process to ensure that changes or adjustments are communicated in timely manner. &1#&"Tahoma"&12&KC0C0C0SEC Classification