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Securities and Exchange Commission) Regulations of the Office of the SEC Circular Guideline Notification of the association related to securities business Subject -------------------------- Main topic

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Notification of the Securities and Exchange Commission KorNor. 1/2554

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Notification of the Office of the Securities and Exchange Commission SorChor. 24/2555

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Notification of the Office of the Securities and Exchange Commission Sor Thor. 38/2559

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Notification of the Office of the Securities and Exchange Commission Sor Jor. 21/2561

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Notification of the Office of the Securities and Exchange Commission 15/2552

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Notification of Capital Market Supervisory Board TorThor. 18/2553

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Notification of Capital Market Supervisory Board TorJor. 47/2558

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Commission) Form 104-6 Approval Form for an Appointment of Person as the Executive the Securities Company (as of 1 May 2005) 23. Circular 12/2553 24/05/2010 24. Circular 23/2552 06/08/2009 25

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