and accurate information in materiality for the client?s investment decision was considered failure to perform duties with responsibility and due care as the capital market professional which was in
Notification concerning financial advisor approval and scope of performance which specifies that financial advisor supervisor must be responsible and perform duties with prudence and care in compliance with laws
Saksilpa, a SYRUS marketing officer taking care of FOCUS share stabilization at the time, to purchase and sell FOCUS shares through the trading accounts of Chaiwit and other persons in concealment and on a
materiality for the client's investment decision was considered failure to perform duties with responsibility and due care as the capital market professional which was in violation of the Notifications of
with responsibility, due care and loyalty. As a result, the Civil Sanction Committee ordered {A} to pay a civil fine, compensate the SEC for any expenses incurred from investigating the offence, and
rate translation, revenue from sales grew by 6.7% YoY at constant FX. The growth drivers lie in our core businesses, both domestic beverages and personal care with the growth of 6.6% and 10.7
signed cheques to the four borrowers, she was considered having failed to perform her duties as an SECC Holding?s director and executive with responsibility and due care, subject to a contravention of
Sports). The Company has increased flight frequencies in Bangkok-Danang route to 7 flights per week, Chiang Mai-Mandalay route to 7 flights per week and Chiang Mai-Mae Hong Son route to 14 flights per week
,")' lbest executionn (\* bK$()()*(#"()*'P* ')'#+".'?#)'#+"* 'M trading venues #$!()*#[/+P'P*,"+!C!`)' ," US SEC )()* ltrading venue route trades to other trading venues to ensure best pricen * " )(",)' lbest
large corporate clients. Large Corporate Business KBank has prioritized customer service and accessibility. In addition to attentive care along with effective and efficient advisory service offered to