Effective Date 1. Notification of the Securities and Exchange Commission Rules and Procedures for Applying for License and Registration of Association related to Securities Business 03/08/1992 2
Effective Date 1. Notification of the Securities and Exchange Commission Rules and Procedures for Applying for License and Registration of Association related to Securities Business 03/08/1992 2
therefore revoked the approval as a capital market investment consultant and banned him from re-applying for an approval as capial market personnel for 10 years, starting from 21 October 2017.Apple Wealth
therefore revoked the approval as a capital market investment consultant and banned him from re-applying for an approval as capial market personnel for 10 years, starting from 21 October 2017. Apple Wealth
Deputy Secretary-General Tipsuda Thavaramara said: ?Making an electronic transaction and applying FinTech to business operation are still a challenge in Thailand mostly because the governing laws are
seeking advice on fundraising or applying for a digital asset business license in compliance with th Royal Decree on Digital Asset Businesses B.E. 2561 (2018) are welcome to contact the SEC Digital Asset
challenges in applying the guiding principles framework and to promote discussions, exchange of ideas and cooperation on various issues relating to business and human rights. SEC’s
this year is emphasizing on applying digital technology to help fund mobilization to grow with sustainability and SME’s access into funding sources. Besides, he also gave the definition of fintech in
the accurate preparation of financial statements. This will facilitate the executives of listed companies in applying financial information for business decision-making in a prompt and accurate
services” added Rapee.Interested parties in applying for approval of wealth advisor are welcome to contact SEC for advice and recommendations via telephone on 0-2263-6050 and 0-2033-4620, or email