an operating license. Those who are interested to operate digital asset businesses can submit their request for licensing. SEC will consider qualifications according to the determined process. There is
should examine persuaders on whether or not they are licensed as the digital asset business operators on SEC list. Those who are not listed and intend to operate digital asset businesses can request SEC
completed within 60 days, for which the mutual fund management company may request the SEC's approval for extending the time for completing the corrective action according to (1). In submitting the request
retrievable manner to present to the SEC Office upon request without delay. 5 Clause 6 An issuer of structured notes, convertible bonds or warrants shall report the redemption [conversion], or exercise of
highlight sheet (required only for an application of a feeder fund); and (g) Other supporting documents (if any). *As provided under paragraph 39 of the SEC Circular, applicants shall request the SFC to
votes of the shareholders who have an interest in this matter. The shareholders are strongly advised to review the information and exercise their right to protect their interest, as well as to request
Telecommunications Commission (“NBTC”) to request for the License return on 10 May 2019 (“Transaction of Returning Spring26’s License”). Besides, NBTC delivered the notification letter, dated 27 June 2019, regarding
%. Therefore, the company is not required to prepare disclosure report nor request the approval from shareholder. 2 The aforementioned is not connected transactions according to the notification of the Capital
of the complaint. Such document and evidence shall be stored in the manner which is immediately available upon the SEC Office’s request for a review or an inspection for the first two years. Clause 4