Management Name : Mr WILLIAM LEWIS STONE | Type of securities : Common share | Methods of Acquisition / Disposition : Buy | Transaction Date : 11/12/2015
Management Name : Mr WILLIAM LEWIS STONE | Type of securities : Common share | Methods of Acquisition / Disposition : Buy | Transaction Date : 21/06/2016
Management Name : Mr STEVEN LEWIS GIBSON | Type of securities : Common share | Methods of Acquisition / Disposition : Buy | Transaction Date : 09/11/2017
Management Name : Mrs ANGKANA PANYAOPART | Type of securities : Common share | Methods of Acquisition / Disposition : Buy | Transaction Date : 16/12/2015
Management Name : Mrs ANGKANA PANYAOPART | Type of securities : Common share | Methods of Acquisition / Disposition : Sell | Transaction Date : 23/08/2016
Management Name : Mr ANDREW BENJAMIN WALZ | Type of securities : Common share | Methods of Acquisition / Disposition : Transfer | Transaction Date : 21/03/2017
consideration that {A} failed to perform his duties responsibly with professional due care when he accepted the investor’s assignment to make trading decisions for the investor. Consequently, {A} was deemed to
misconduct above – taking the investor’s assignment to make decisions on trading of securities and derivatives and fabricating that certain derivatives trading orders were sent by the investor – was deemed
Complex Type 2 Investment Consultant