. Such rules will place importance on risk management and internal control system, compliance system, prevention of conflict of interest, and qualified staff. In terms of investor engagement, know your
markets business to submit trading order and not an employee of Jitta Wealth Asset Mannagement Co.,Ltd, there may be a risk that person who are not under the company know about the information and use it
to order or act resulting in Beyond’s failure to put in place sufficient and effective risk management system which violated Section 113 of the Securities and Exchange Act B.E. 2535 amended by the
) LIMITED LGT SECURITIES (THAILAND) COMPANY LIMITED ASSET PLUS FUND MANAGEMENT COMPANY LIMITED ASCEND WEALTH COMPANY LIMITED I V GLOBAL SECURITIES PUBLIC COMPANY LIMITED INDUSTRIAL AND COMMERCIAL BANK OF
, Regional Director a.i., UN Women Regional Office for Asia and the Pacific, states that “We recognize that simply urging women to strive harder to ascend the corporate ladder on their own cannot bring
considering the balance of three dimensions – economy, society and environment – under good corporate governance, appropriate risk management and effective cost management. Along with this, we have prioritized
และมาตรการดังกล่าว (2) นโยบายและมาตรการในการบริหารความเสี่ยงในด้าน credit risk, market risk, legal risk และ operational risk (3) ระบบที่เหมาะสมและเชื่อถือได้ในการบันทึกข้อมูล การรายงานข้อมูลต่อผู้บริหาร
along with the fund?s risk spectrum. Moreover, the unit sellers will have to provide investment advice suitable for their customers? risk profiles.To prevent mutual and retail private funds from
and filing procedures for DW issuance will be shorten and require fewer documents in order to increase efficiency while impact of price risk will also be mitigated. An automatic approval will be