> Secondary Market and Related Entities > Association related to Securities Business Regulations SHARE : Detail Content Related Associations The securities companies may jointly establish a non-profit
Introduction Board Committee and Audit Committee Establish Good Corporate Governance Lower Audit Report Timeliness Disclosure & Transparency Introduction – Cont. Board Committee and Audit Committee Disclosure
types (1) The mutual fund management company shall establish a system for examination of purchase or redemption of investment units by unitholders. (2) The mutual fund management company shall not pay a
types (1) The mutual fund management company shall establish a system for examination of purchase or redemption of investment units by unitholders. (2) The mutual fund management company shall not pay a
the firm: Firm's Reference /Guidance Notes Description 1 How does the firm establish the internal communication process to enable personnel and engagement teams to understand and carry out the SOQM
digital asset business operators that provide custody of clients’ digital assets to establish https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9827 SEC launches “SEC Crypto Academy” to offer free e
custody of clients’ digital assets to establish https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9827 SEC launches “SEC Crypto Academy” to offer free e-learning courses on digital assets A New Year
Securities and Exchange Commission (SEC) has issued regulations requiring digital asset business operators that provide custody of clients’ digital assets to establish https://www.sec.or.th/EN/Pages
operators that provide custody of clients’ digital assets to establish https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9827 ก.ล.ต. จัดบรรยายเรื่อง “ Digital Economy และ Central Bank Digital Currency
/ reverse repo agreement regulations benefits from the securities in possession . In any case, securities companies would need to establish efficient control and risk management system.SEC is therefore