involves in or has an interest, whether directly or indirectly, in such mutual fund or management company in a manner that may cause unfair, non-impartial and non-independent in arranging the mutual fund

requested by the Committee, arranging for further explanation by the person under consideration; (Translation) -9- Proceeding other than those specified in the first paragraph shall be governed by the

addition, the Company is in the process of arranging for more source of funds through project finance on projects that the Company has already operated. - Reduced the proportion of fixed costs. Avoided

laws, the objectives, the articles of association, the resolutions of the board of directors and the resolutions of the shareholders’ meeting; (3) arranging a system for safekeeping of evidentiary

มรับวามีตลาดสําหรับหุนกูเพ่ือสิ่งแวดลอม หุนกูเพ่ือสภาพภูมิอากาศ หรือหุนกูเพ่ือวัตถุประสงคเฉพาะเรื่อง (themed bond) (ในบางกรณีเรียกวา "pure play"3) ซึ่งออกโดยองคกรที่มีบทบาทสวนใหญหรือทั้งหมด

Activity_Report_62En INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2019 INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2019 Contents Executive Summary 02 42 45 19 30 04 08 14 Quality Assurance Review Panel Activities for Enhancing Financial Reporting Quality Summary of Audit Inspection Results B. Engagement-Level A. Firm-Level 38 Root Cause Analysis Framework and Focuses in 2019 Essential Statistics Auditing Landscape in Thailand Executive Summary The capital market plays an important role in d...

) arranging a communication system which clients can use to communicate with the employees of the intermediary who can provide such information to clients; (c) establishing an investment information center to

employee who is capable of giving information to clients on standby at an office of the intermediary where clients contact for the distribution thereof; (b) arranging a communication system which clients can

compose of personal detail, time of entering and there should be inspected that record consistently. [M] · Arranging the computer centre separately such as network zone, server zone and printer zone etc

be inspected that record consistently. [M] o Arranging the computer centre separately such as network zone, server zone and printer zone etc. for the purpose of compliance convenience and render