Bangkok, February 28, 2013 ?  The SEC, the Thai Investors Association (TIA), and the Thai Listed Companies Association (TLCA) jointly reinforced the right protection volunteer campaign to fully

Minority Shareholder. “During the course of assessment, the SEC proactively participated in the revision and promotion of various measures to enhance minority investor protection, resulting in the

At the academic seminar entitled “Investor protection mechanism and building confidence in the capital market” hosted by  SEC on Wednesday 20 November 2019, experts from Australia and Malaysia took

supervision of subordinated perpetual bonds to strengthen investor protection and simultaneously develop the debt securities market. In this regard, such type of bond to be offered for sale to the general

establish witness protection measures which can be granted during the stage of SEC’s investigation. The measures will provide SEC another prospect to obtain credible information and evidence that will

SEC has prepared a questionnaire surveying preparedness toward the Personal Data Protection Act, B.E. 2562 in April 2020 for self-assessment of 276 organizations under its supervision. Based on the

Presently, several companies are interested to raise fund through digital token offer to finance their investment in office buildings or condominiums which will later be rented for income shared to holders of digital tokens or real estate-backed initial coin offering (ICO). Meanwhile, the regulations have not yet extended to such fund raising method and a smart contract has not yet covered an enforcement of investors’ rights in some issues which are activities occurring outside blockchain...

analysis on industry outlook to serve as information for making investment decision.As for the personnel, TIA was encouraged to upgrade right protection volunteers in the areas of analyzing financial

Bangkok, December 4, 2008 ? As appeared in the news that S.E.C. Auto Sales and Services Plc. ("SECC"), its executives and other related persons, might have acted in contravention of the securities law and other relevant laws, the SEC immediately took the following actions on the SECC case so as to ensure investor confidence in the market orderliness and stability of the securities trading system.In case of the SECC?s subsidiary, SECC Holding Co., Ltd., making loans to four outside parties in the...

Real estate-backed ICO is in the form of fundraising and benefit generation similar to REIT. However, the regulations governing real estate-backed ICO with regard to investor protection mechanism