the civil sanctions. The SEC Office files the case with the civil court. The Court imposes civil sanctions. The Court dismisses the case Is the judgement appealed? The Appeal Court YES Imposing the
baht for the violation which occurred during August 18- October 7, 1992. The execution of imprisonments were not suspended.Later, the Appeal Court affirmed and amended the Bangkok South Criminal Court's
baht for the violation which occurred during August 18- October 7, 1992. The execution of imprisonments were not suspended.Later, the Appeal Court affirmed and amended the Bangkok South Criminal Court?s
2,666,666.67 Baht fine. The jail term was suspended for two years. The later, on February 18, 2020, The Appeal Court reversed the judgment of the Criminal Court, not pending for punishment and not fines. The
, 2020, The Appeal Court reversed the judgment of the Criminal Court, not pending for punishment and not fines. The case was deemed final. SEC Act S.243(1)(2) in conjunction with 244 and Section 86 of
Technology |- Business Continuity Management (BCM) |- Arbitration |- Appeal |- Others | - |- Public Holidays (Section 110) | - |- Segregation of Finance and Securities Business & Merger (Section 90
) | - |- Representatives Offices Establishment (Section 93) |- Complaint Handling |- Anti-money Laundering |- Information Technology |- Business Continuity Management (BCM) |- Arbitration |- Appeal |- Others | - |- Public
|- Appeal |- Others | - |- Public Holidays (Section 110) | - |- Segregation of Finance and Securities Business & Merger (Section 90) | - |- Related Organizations with Securities Business (Section 230
judgement eventually. Due to the Thai legal system, the Courts of Justice are classified into three levels, namely: the Courts of First Instance, the Courts of Appeal, and the Supreme Court. Moreover, the
annual report for the year 2018 (Form 56-2, 2018) to the SEC within the specified period. The Court of Appeal sentenced the accused to pay a fine of Baht 1,431,000 and a further fine of Baht 500 for each