persons shall not be in aggregation at a time greater than one third of the total sold units of a mutual fund. Such limitations on unitholding are to ensure that investment units are widely allocated to
companies who intend to manage SRI Funds and, hence allow more funding to be allocated to public and private sector-led projects underway to promote sustainable development, reduce carbon emissions, or
allocated human and information resources, as well as collaborated with other organizations to mitigate the impacts on the business sector and personnel in the capital market. In addition, all mechanisms in
shall take up the roll of trust manager once the trust is created; (2) for an existing trust, the trust manager, who is designated by the trust instrument to file an application for the offering. The
Bonds Standard. Green Bond: A Green Bond is where proceeds are allocated to environmental projects. The term generally refers to bonds that have been marketed as “Green”. In theory, Green Bonds proceeds
developing business and human rights training courses for business sector in the Thai capital market is an assigned mission under the National Action Plan on Business and Human Rights Phase 1 (2019 – 2022
SEC order until now, EARTH has not assigned an auditor to conduct the special audit even though EARTH has the capacity to do so. The SEC, therefore, has rejected the extension request. Due to EARTH?s
false statement regarding capital increase of the company. Given that Pichet was assigned to study and make an improvement plan for MLINK?s financial condition and capital structure, he must have
of audit quality of auditors. In preparing for the amendment proposal, SEC has assigned Thailand Development Research Institute (TDRI) to study and analyze laws and mechanisms related to supervision
policy on the governance of information technology, which shall contain at least the following matters. Such policy shall be approved by the board of directors of the intermediary or a committee assigned