and organizations, will select a key issue of their interest for a three-year governance promotion campaign, set tangible goals and report the progress on a yearly basis. The first reporting will be
select a key issue of their interest for a three-year governance promotion campaign, set tangible goals and report the progress on a yearly basis. The first reporting will be due in March 2020, the
general shareholders? meetings. The SEC expects this to be a good start toward tangible progress in good coporate governance of listed companies whereby environmental and social responsibilities will
Bangkok, July 8, 2016 ? The SEC Independent Audit Inspection Activities Reports for the second-cycle period during 2013-2015 have shown significant progress in the quality control system of audit
commended significant progress made by the Philippines to join the ASEAN Collective Investment Scheme (ASEAN CIS) framework aimed at driving cross-border offerings of CIS across the region.The ACMF
opportunities at ASEAN capital market regulators. The ACMF welcomed the progress of the framework for cross-border offering of ASEAN collective investment schemes, noting that 13 funds have been recognised by
urgency.Regarding prosecution of wrongdoers under the Securities and Exchange Act, the SEC said it has received many complaints, adding that progress is made on many fronts, but the investigations are on-going. If
sector agreed that progress in technology has played an important role in causing businesses to adapt and prepare to handle the expectations of investors in accuracy, speed of service and the need to
capacity building; (iv) amplifying communication and awareness; and (v) strengthening co-operation and co-ordination. The meeting also acknowledged the progress of ACMF working groups on implementation of
example, they must ask the clients to do suitability test before giving advice. In this regard, the SEC updated the progress of upcoming regulations on Basel III additional tier 1 and tier 2 instruments