customers that the Company has already marketed. This reduces the risk of distribution. 5.2 Repayment of loans: The total budget of Baht 30.00 million is divided into Baht 5.00 million to repayment short-term
marketed as actively managed funds (94% of our sample), which means that fund managers will attempt to use their skills to outperform the market, whether through stock selection or market timing. While we do
investment units, it could be advertised when an application for establishment and management of mutual fund has been submitted to the SEC Office. If the application has not been approved, the advertisement
(UNOFFICIAL TRANSLATION) Codified up to No.9 As of 20 February 2017 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 an...
operational efficiency, the SEC streamlined the consideration process and promoted self-regulation among private sectors especially in the area of day-to-day operation. Meanwhile, human resources development
2012, the SEC continuously promoted legal development and focused on long-term cooperation by working closely with relevant agencies including the Department of Special Investigation and the Office of
compliance with the corporate governance policies; ë Promoted good corporate governance practices, covering the drafting of the SEC codes of conduct, conflicts of interest preventive guidelines, the definition
currently under review by the World Bank for accuracy and completeness of the information provided in the assessment ● Promoted regional cooperation within ASEAN by initiating the ASEAN Capital Markets Forum
E_1 Legal_FA_2015_12_29-c A CCoorrppLL44..11hhiigg A Executive Summary Management Discussion and Analysis For the Quarter Ended June 30, 2017 The global economy in the second quarter of 2017 maintained its growth momentum. Similarly, Thailand’s major economic indicators continued to exhibit growth, as evidenced by brighter exports, government spending and private spending on certain items of durable goods. The Thai economy hence showed ongoing improvement from the first quarter. Nonetheless, the...