clients, and informed such information to new clients during the account opening process. Hence, such information must be accurate, complete, up-to-date, and clearly separated from other information. In
Other Applications when the application and the evidentiary documentation are accurate and complete in compliance with the Licensing Manual for the Public. In the case where it is necessary for the SEC
กองทุนที่มีนโยบายลงทุนในกลุ่มประเทศ GMS (non-Thai)เกินกว่าร้อยละ 20 ของ NAV จะต้องเปิดเผยความเสี่ยงจากการลงทุนในกลุ่มประเทศดังกล่าวโดยต้องครอบคลุมความเสี่ยง เช่น กองทุนมีการลงทุนใน frontier market ซึ่งมี
to look and act beyond our frontier. With Thailand assuming as increasingly prominent role as one of Asia’s leading growth engines, we must be more engaged in the development of Asia’s financial system
preparation and submission of financial statements The financial statements and consolidated financial statements of the company shall be accurate and reliable, complying with the rules as specified in Section
Public. In this regard, the SEC Office shall consider the application for approval within thirty days from the date on which the SEC Office receives the application together with the complete and accurate
proper development or accurate solution as well as effective and practical regulations. Moreover, the SEC organization will be restructured to enable the end-to-end process to support the plan
. Importantly, any investment must be chosen by taking into account the suitability and accurate understanding," concluded Vorapol.
. Importantly, any investment must be chosen by taking into account the suitability and accurate understanding," concluded Vorapol.
assets to ensure accurate and complete conclusion before preparing and disclosing the IFA report even though there was material inconsistency with the information disclosed via the Electronic Information