/2553 Rules, ConditioRules, Conditions and Procedures for Appointment of Agents for Selling Investment ns and Procedures for Appointment of Representatives for Sale or Acceptance of Redemption of
) Mr. WATTANA JANTARACH Reporter Common Share 25/10/2021 8,000,000 - Acceptance of Transfer Link EXOTIC FOOD PUBLIC COMPANY LIMITED (XO) Mr. WATTANA JANTARACH Spouse / Cohabiting Couple (Mrs. SOYPHET
LIMITED (WPH) Miss PICHAPA BOONSONTISUK Reporter Common Share 30/05/2022 1,200,000 3.28 Acceptance of Transfer Link WATTANAPAT HOSPITAL TRANG PUBLIC COMPANY LIMITED (WPH) Mr. CHANE LAOSONTHORN Reporter
LIMITED (WPH) Miss PICHAPA BOONSONTISUK Reporter Common Share 30/05/2022 1,200,000 3.28 Acceptance of Transfer Link WATTANAPAT HOSPITAL TRANG PUBLIC COMPANY LIMITED (WPH) Mr. CHANE LAOSONTHORN Reporter
market*, the SEC therefore set the period for acceptance of his re-application for approval as capital market personnel for 15 days. Having considered that {A} had already been suspended by his employer
the key issues include competent personnel, professional code of conduct, effective risk management and sound financial condition.? ?Take client acceptance process, for example. It must cover the know
Capital Market dated June 3, 2014, which would be subject to revocation of an approval as fund manager and setting the period for acceptance of re-application for approval as capital market personnel for
since 1 September 2021. SEC Secretary-General Ruenvadee Suwanmongkol said: “This revision to the rules on acceptance of trading orders of capital market products outside of the office of securities
period was instead set as the period for acceptance of his re-application for approval as capital market personnel, effective as from October 9, 2014.
of suspension period was instead set as the period for acceptance of his re-application for approval as capital market personnel, effective as from October 27, 2014. For {B}'s case, the SEC suspended