ถึงมีการลงทนุใน ผลิตภัณฑ์ในตลาดทุน ก่อนวันที่ประกาศ กจ. 39/2564 มีผลใช้บังคับไม่น้อยกว่า 9 เดือน เป็นผู้ลงทุน UHNW และ HNW ตามนิยามใหม่ (auto upgrade) จนกว่าจะได้รับการจัดประเภทลูกค้าในรอบ ถัดไป นั้น
. Meanwhile, KBank has placed our focus on upgrade of digital risk management capabilities along with continual monitoring of developments, to be in line with KBank’s objectives and the overall work plan which
machinery, aggregating THB 10,464 ,010 ,993, and the assignment of beneficiary’s rights under insurance policies, aggregating THB THB 12,336,168,000. In the case of prepayment, the Company will not be charged
machinery, aggregating THB 10,464,010,993, from the book value as at May 31, 2017, and the assignment of beneficiary’s rights under insurance policies, aggregating THB 11,855,168,000 (the mortgage limit is
assignment, assurers are expected to exercise appropriate judgement to account for these differences when forming their assurance opinions. Micro and small Enterprises Implementing these Standards in micro and
assignment, virtual assets, writing of credit default swap protection and writing of credit derivative. The list of restricted assets is available at: https://www.sec.or.th/TH/Pages/LawandRegulations
loan participation, loan assignment, digital assets, writing of credit default swap protection and writing of credit derivative. The list of restricted assets is available at: https://www.sec.or.th/TH
Translation (Unofficial Translation) PAGE (Unofficial Translation) Page 32 of 32 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ---------------------- Notification of the Office of the Securities and Exchange Commission No. OrKhor./Nor. 5/2549 Re: Guidelines Rel...
Microsoft Word - OrKhorNor5-2549F.doc (Unofficial Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ---------------------- Notification of the Office of the Securities and Exchange Commission No. OrKhor./Nor. 5/2549 Re: Guidelines Relating to Operating...
Handbook on ACMF Pass under ASEAN Capital Market Professional Mobility Framework Handbook on ACMF Pass under ASEAN Capital Market Professional Mobility Framework Issued: January 2019 Updated: September 2019 2 Contents 1. Introduction 3 2. Definition 4 3. Guidance on ACMF Pass Framework 3.1 ACMF Pass overview 5 3.2 Permitted activities 6 3.3 Application process 9 3.4 On-going obligation 9 3.5 Monitoring, supervisory and enforcement mechanism 11 3.6 National regulations regarding the approval proc...