knowledge and understanding of accounting principles, specified expertise, and regular skill improvement in their respective fields. Concurrently, the IPO and PO issuers would be required to disclose
major areas, namely (1) improvement of business operation in such areas as data storage system, management system, custody of clients’ assets and sale promotion advertising, (2) reporting of duty
complainants, namely (1) the initial clarification and related documents gathering phase, (2) the case consideration phase, and (3) legal proceedings phase. This complaint handling improvement aims to give more
have opportunities for further improvement especially on the board responsibilities conforming to the best practice guidelines. The SEC together with The Stock Exchange of Thailand, Thai Institute of
improvement SEC Classification : ใชภ้ายใน (Internal) Comments for Potential Improvements Is loss-chasing behaviour (always) irrational behaviour? What if taking more risk, as measured by portfolio
year. The score improvement reflects the SEC’s operating enhancements in various areas as well as preventive measures against corruption. The SEC has received excellent results in the CRMS Assessment
” For the second quarter ended June 30th, 2020. The operating results were, For the second quarter of 2020, Real estate transferred activities of condominium and house totaled 3,831.6 million baht higher
Public Company Limited and Asia Wealth Securities Co., Ltd. respectively, when the misconducts were committed.In the case of Veerachai, Nomura was informed by the clients that they had transferred money
policy of their preference and tax privileges equivalent to retention of the total benefits in PVD. In addition, the transferred money from PVD to RMF is not considered a usual investment in RMF and
Capital Market 2010 2 4 7 8 10 12 13 19 25 30 33 Key Achievements Regulatory Improvement and Enforcement Market Efficiency Development Financial Literacy Promotion Corporate Capability and Effectiveness