giving advice and accepting trading orders in accordance with the criteria prescribed and notified by the SEC Office. Clause 16 Repealed. Division 2 Opening of Derivatives Trading Account and Acting as a
the SEC Office. Clause 15 The derivatives broker shall keep records of giving advice and accepting trading orders in accordance with the criteria prescribed and notified by the SEC Office. Clause 168
project has been completed to install 6 projects. Currently, accepting orders from 5 additional government customers amount a total of 17.08 million baht which the project was Management's Discussion and
-Corruption Policy via the KBank e-Learning system on a continual basis, and communicating to employees the Anti-Corruption Policy and informing them of communication channels for accepting information
) assessment of preparedness to manage the real estate investment before accepting to be the REIT manager or before more investing in new real estate for the REIT, as the case may be; (b) analysis of the
likelihood and the possible effects. 7.5 The company has measures and operational plans to handle risk by either accepting, reducing, avoiding or sharing risks. 8. The organization considers the potential for
capital market; (2) suspend or revoke the approval, subject to the provisions under Chapter 3. (3) prescribe a time period or conditions for accepting subsequent application for approval of such person
from key audit partners or before finalizing risk assessment forms. Even though the SEC’s subsequent reviews showed that there were no unusual circumstances that might result in the firms not accepting
information in evaluat ing the independence or conflict of interests when accepting audit engagement. • T h e r e m a y b e t h e a u d i t engagement acceptance that introduces the self-review threat or