first meeting on 6 November 2019 to consider the Master Blueprint and guidelines for driving forward implementation plans. “The Master Blueprint contains the overview of how the Thai capital market can
Facebook Page ชื่อ Investing in the stock : Unlicensed securities and derivatives business (Disclosure Date : 09/02/2024)
Facebook Page ชื่อ Investing in the stock : Unlicensed securities and derivatives business (Disclosure Date : 09/02/2024)
at developing the Thai digital asset market. This includes coordinating with relevant authorities on tax matters and amending legislations related to digital assets and oversight regulations in the
visibility and gain recognition of the Thai market in the international community. The SEC laid out the plan by taking into account compatibility with international standards, market accessibility for all
facilitate the exchange of experiences among law enforcement personnel involved in the Thai capital market. During the event, SEC executives presented lectures focusing on supervision and law enforcement
oversight 2. Auditor supervision 2.1 Regulatory Summary of Approved Auditor in Capital Market 2.1.1 Filing of Application Auditor wishing to file an application for approval with the
attach to the audit firm equipped with audit quality control system. These efforts will support the Thai capital market and Thai accounting professions to gain more investor confidence, both domestic and
confirmation documents to make sure that they are truly issued by the banks or the asset management companies in charge, and to update their fund books (if any) in the following business day to prevent damage
Code) Stakeholders in the Capital Market Our Structure The Foundation of the SEC SHARE : For More Information ContactUs SEC Help Center Tel. +66-2033-9999 Was this page helpful? Yes No Comment