-application for approval as capital market personnel for 4 years. Taking into account that {A} had already been suspended from her duty as securities investment consultant by her employer for 3 months; the
parties to foster smooth transition by taking into account three key aspects: (1) goods and agricultural futures exchange, (2) business operators, and (3) human resources.(1) On goods and agricultural
parties to foster smooth transition by taking into account three key aspects: (1) goods and agricultural futures exchange, (2) business operators, and (3) human resources.(1) On goods and agricultural
capital market investment consultant for five months. Taking into account that {A} had already been suspended by her employer for three months, the suspension imposed by the SEC shall remain two months
visibility and gain recognition of the Thai market in the international community. The SEC laid out the plan by taking into account compatibility with international standards, market accessibility for all
progress in evaluating PVD performance. It also encourages institutional investors, PVDs included, to make responsible investments for members? long-term benefits while taking into account the best interest
a mechanism for PVD to automatically choose a suitable investment policy for members who do not make a choice by themselves by taking into consideration such members’ characteristics such as age and
misconduct above – taking the investor’s assignment to make decisions on trading of securities and derivatives and fabricating that certain derivatives trading orders were sent by the investor – was deemed
opening application form and supplementary documents out of the office. The SEC is of the opinion that taking out company assets without authorization and clients? trading information which is considered
for 2 months. Taking into account that {A} had already been suspended by her employer for one month; the suspension imposed by the SEC shall remain for additional one month, effective from September 15