) MarketingRepresentativeofDerivativesFundManager Data >   Market Data >   Intermediaries >   Asset Management Businesses >   Marketing Representative of Derivatives Fund Manager Market Data SHARE : Detail Content ​ No. List of Licensees Approval

the management company; “management company” means a securities company licensed to undertake securities business in the category of mutual fund management; “fund supervisor” means a mutual fund

information about investment of a fund. Clause 4 A person who may be appointed by an investment management company as a fund manager shall meet the following requirements: (1) not being a director, executive

investment units, established and managed by a management company. “Fund supervisor” means the fund supervisor of a closed-end fund. “Office” means the Office of the Securities and Exchange Commission. Clause

units, established and managed by a management company. “Fund supervisor” means the fund supervisor of a closed-end fund. “Office” means the Office of the Securities and Exchange Commission. Clause 2. In

investment units, established and managed by a management company. “Fund supervisor” means the fund supervisor of a closed-end fund. “Office” means the Office of the Securities and Exchange Commission. Clause

ความเห็นชอบรอบปัจจุบัน 21/01/2564 - 20/01/2569) รายชื่อผู้ควบคุมการปฏิบัติงานที่ได้รับความเห็นชอบจากสำนักงานคณะกรรมการ ก.ล.ต. ณ วันที {{currentTime}} List of Supervisor approved by Office of the SEC As

https://www.sec.or.th/EN/Documents/ESOP/5843se.pdf Microsoft Word - torchor_34_51_en_final Notification: (1) “underlying share,” “listed company,” “subsidiary company,” “institutional investor

/5843se.pdf Microsoft Word - torchor_34_51_en_final Notification: (1) “underlying share,” “listed company,” “subsidiary company,” “institutional investor,” “registration statement,” and “ electronic data” shall

Notification concerning financial advisor approval and scope of performance which specifies that financial advisor supervisor must be responsible and perform duties with prudence and care in compliance with laws