Mr.Phanit Mr.Phanit (surname not available), jointly with other alleged persons, operated mutual fund management in Thailand under the name of "Standard Morgan" without proper licenses
Mr.Thanapol Mr.Thanapol (surname not available), jointly with other alleged persons, operated mutual fund management in Thailand under the name of "Standard Morgan" without proper licenses
Mr.Prasert Mr.Prasert (surname not available), jointly with other alleged persons, operated mutual fund management in Thailand under the name of "Standard Morgan" without proper licenses
Mr. Anupon Sriard During the period of 25 – 31 August 2015 and 19 – 21 October 2015, 13 persons, namely (1) Mr. Suraphong Triamchanchai (2) Nippon Pack (Thailand) Public Company Limited (currently
Zipmex Company Limited Zipmex Company Limited ("Zipmex"), a digital asset exchange and a digital asset broker, has been failing to report a summary of the assignment of other persons to
for assigning other persons to perform the work related to business operations. Accordingly, the act of Zipmex was not in accordance with the notification of the SEC. DAB Act S.30 Settlement
information about the funds’ investment plans to trade securities for her personal or other persons’ gains (front running). The Criminal Court dismissed the lawsuit. SEC Act S.315 in conjunction with 311
COMPANY LIMITED Disclosure Business News ( 12 record(s) found) Date Time Heading Link 09/11/2022 12:38 Entering transactions with connected persons for 2023 19/09/2022 12:42 Establishment of a new
COMPANY LIMITED Disclosure Business News ( 12 record(s) found) Date Time Heading Link 09/11/2022 12:38 Entering transactions with connected persons for 2023 19/09/2022 12:42 Establishment of a new
Bangkok, March 11, 2015 - The SEC filed a criminal complaint with the Department of Special Investigation (DSI) against four persons for jointly falsifying documents causing Professional Waste