Schemes to Non-retail Investors, with authority to impose sanction to or order the CIS operator of such ASEAN collective investment scheme to act or refrain from acting in case where the action may cause
1"" 10 J0% non-progressive rate 4. large exposure risk 4 1 "'(0 $ R )' #). (#%I#0# 4 E3K$1. (#%I#0# 4!4 .&. .&.+#-! .&. (#%I#0# 4 3' J00' % /0."). 3 1 .. 54 60 " 10 : ' # Large exposure risk
มนตรี ความมั่นคงแหงสหประชาชาติ (“UN Sanction List”) หรือบุคคลที่ถูกกำหนดท่ีสำนักงาน ปปง. ไดประกาศ รายชื่อที่ศาลไดพิจารณาและมีคำสั่งใหเปนบุคคลท่ีถูกกำหนด (“Thailand List”) ทั้งนี้ ผูสอบบัญชีสามารถ ค
sanction หากบริษัทหลักทรัพย์ไม่ปฏิบัติตามประกาศโฆษณา สำนักงานจะใช้ดุลยพินิจในการพิจารณาลงโทษบริษัทหลักทรัพย์ทางอาญา หรือทาง administrative sanction ซึ่งตัวอย่างการลงโทษ ในกรณีหลังนี้ ได้แก่ การ
(Translation) PAGE 112 (Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as...
Governance of Publicly Traded Company - Definition (Section 89/1) - Qualifications and the removal of directors and executives (Section 89/3 - 89/6) - Duty and responsibility of directors and executives (Section 89/7 - 89/14) - Shareholders’ rights under Chapter 3/1 (Section 89/26, 89/28, 89/30) - Shareholder’s right to bring a derivative action and a private lawsuit against directors and executives (Section 89/18 - 89/20) - Criminal liability of directors and executives (Section 281/2, 281/3, 2...
(Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as both Houses of Parliam...
its production. Average Dubai crude price on in Q4/2018 decreased 5.92 $/BBL compared Q3/2018. With most of the pressure coming from the US’ s revoking its sanction on 8 countries i. e. Turkey, China
the reestablishment of US sanctions of Iran, as well as demanding for other countries to cease crude product imports from Iran; the sanction had been in place for 90 days since it began, this resulted
prohibited characteristics in Group 1 under Clause 29 or in Group 2 under Clause 30, excluding the prohibited characteristics as a result of the execution of the SEC Office. E. Sanction / Termination of