baht to eight clients. SEC has considered that Nattapong failed to perform duties with loyalty* by committing wrongful acts against the investors’ assets, which was an offense liable to revocation of
same time or not. Clause 13 For the purpose of calculating the offering value or counting the number of investors pursuant to Clause 9 and 11, the following conditions shall be complied: (1) in respect
Market Supervisory Board in that respect: (1) capital shares, whether offered for sale to shareholders, the general public, or to any other person; (2) underlying newly-issued shares for other securities
of margin call: (1) the required amount of the initial margin and the maintenance margin . If the derivatives broker calls for a different amount of initial margin or maintenance margin in respect of
evidence of margin call: (1) the required amount of the initial margin and the maintenance margin. If the derivatives broker calls for a different amount of initial margin or maintenance margin in respect of
the Office 4.1 Eligible applicants (a) In respect of training course or seminar, the organizer such as training institutes or securities companies shall be the person to submit application to the Office
4.1 Eligible applicants (a) In respect of training course or seminar, the organizer such as training institutes or securities companies shall be the person to submit application to the Office; (b) In
increase in fees paid in respect of securities trading. 2.3 Interest expenses The Company’s interest expenses in third quarter of 2020 were Baht 18 million, a decrease of 49 percent compared to the third