Prohibited Characteristics of Directors, Executives and Major Shareholders of Trustees
Determination of Untrustworthy Characteristics of Company Directors and Executives
Forms and Procedures for Filing or Changing Information on Issuing Company Directors and Executives
Rules for Listing Names of Persons on Database of Directors and Executives of Securities Issuing Companies
approval for EJIP must be submitted to the SEC because the offer for the sale of shares to executives must be reported pursuant to section 59 of the Securities and Exchange Act which may be burdensome and
Derivatives Holding of Directors, Executives, Auditors, Planners and Plan Administrators, dated 16 July 2018. *** The Notification of the Office of the Securities and Exchange Commission No. Sor Jor. 6/2567
break the rules or fail to perform such duty, they will be held legally liable.Moreover, information concerning unitholding or change of unitholding by directors and executives of trust managers and
and Clause 4 shall apply to temporary executives, plan preparers, plan administrators and temporary plan administrators in accordance with the Law on Bankruptcy, mutatis mutandis, and in the case where
Representative of Private Fund Provident Funds Management Companies / Custodians / NAV Verifier / Auditors / Fund Administrators Derivatives Funds Derivatives Fund Managers Marketing Representative of