. Notification of the Securities and Exchange Commission Kor.Dor. 17/2539 Rules, Conditions and Procedure for Applying for License and Granting of License to Provide Services as Securities Registrar (Codefied
? Procedure for Civil Sanctions In cooperation with public prosecutors to proceed this step The SEC Office invites the alleged to undertake the civil sanctions determined by CSC. The offender shall comply with
defaults of debt instrument issuers Exercise of voting rights in a shareholders’ meeting Dividend payment Fees Procedure for dissolution of mutual fund Relaxation of rules Additional rules for guaranteed
revision process. The final Draft Act will be submitted according to the National Legislative Council's procedure in due course.?In addition to the legislation, the SEC is simultaneously working to remove
will also require NMG Chairman of the Board to make clarification according to normal procedure. If non-compliance with the said provision is found, the SEA prescribes the penalty under the first
’ list and then may exercise the right to appeal such DBD’s decision.According to Section 42 of the Administrative Procedure Act B.E. 2539 (1996), an administrative order shall be effective since the
. Essentially, the proposed amendments to the PP offering regulations would: (1) Cancel the approval application procedure, retain information disclosure in the shareholders' meeting notice, and require the