ข้าพเจ้าชื่อ (Name) ............................................................................................................เลขประจ าตวัประชาชน (Personal ID No. or Passport No.) / ทะเบียนนิตบิุคคลเลขท่ี
decisions made. Audit staff personally providing assurance services Some audit firms allow their non-partner audit staff to provide assurance services in their personal capacity, however the necessary
fundamentals which should be included in individual CRA codes of conduct, and the elements contained in the IOSCO CRA Code should receive the full support of CRA management and be backed by thorough compliance
raising activities both in equity and debt securities including the details of the fund mobilizers by industry, companies and individual instruments.SEC has been continuously developing the open data
principle of widespread distribution to general subscribers without specific allocation to any particular individual (cherry picking), and must not be an arbitrage in evasion of regulatory compliance
-related funds, the maximum tax-deductible amount is capped at 500,000 baht. Individual taxpayers are not required to make contributions every year. Moreover, SSF provides policies allowing the investors
to certain types of personnel; for instance, wealth advisor who gives advice on asset allocation and selects suitable securities for individual client, investment analyst, and fund manager, in
35,000,000, equivalent to 6.40 percent of the registered and paid-up capital after subscription of newly issued ordinary shares. All of them are corporate and individual investors with a stable financial
capital after subscription of newly issued ordinary shares. All of them are corporate and individual investors with a stable financial position who are able to invest in the Company to support and increase
standards and relevant regulations as well as being communicated to the personnel. Moreover, the inspection results of individual audit engagements in 2017 showed that the overall audit quality had improved