personnel of the securities company. In this regard, there shall be at least measures for preventing an access to insider information of a securities issuer between the work units and personnel who have an
worth of at least THB 10 million; (2) persons under (1) who have acquired additional Units which, when combined with the units already held by them, are worth of at least THB 10 million. The determination
approved by the SEC office on conditions, rules and procedures specified by the Office; (6) a juristic person other than those persons under sub clauses (1), (2), (3),(4) or (5) which has at least 5-year
2017 (effective on 1 September 2017). 6 (6) a juristic person other than those persons under sub clauses (1), (2), (3),(4) or (5) which has at least 5-year experience in the field of function to be
. Information on core assets of the REIT In case of offering to invest in a real estate, specify information on the real estate at least in the following matters: 2.1 general information on the real estate, for
, at a minimum, a risk disclosure statement, which contains at least the particulars and material information in accordance with the guidelines for risk disclosure statement prescribed by the SEC Office
to ensure that the client is aware of the risk associated with derivatives trading by preparing, at a minimum, a risk disclosure statement, which contains at least the particulars and material
: Rules for Being Settlor and Trustee of Real Estate Investment Trust (No. 2) dated 26 August 2014, effective as from 1 September 2014. 5 Clause 14 A trustee shall perform its duties to meet the minimum