which will expire by December 31, 2012, the suspension period shall therefore remain until then and the SEC will not consider his renewal application for another six months. The SEC also publicly

until then and the SEC will not consider his renewal application for another six months. The SEC also publicly reprimanded {B} for his inappropriate behaviors in performing duties as an investment

, rules and regulations. The SEC therefore suspended the financial advisor supervisor approval granting to {A}, {B} and {C} throughout the expiry date of approval and will not consider their applications

10.199% filed a letter requesting the company to hold extraordinary shareholders? meeting to consider the matters of (1) rights offering of newly issued shares and share warrants and (2) change of the

person. In this regard, the business operator must consider the qualifications of the applicant in line with the governing regulations prior to submitting the application via SEC’s auto approval system

before voting at the shareholders’ meeting. In addition, due to the current COVID-19 pandemic crisis, the shareholders may consider proxy voting by an independent director in lieu of attending the

To render assistance and alleviate the impact of the COVID-19 situation on employees and employers, SEC, with AIMC’s suggestion, has proposed for the Ministry of Finance to consider granting a

may consider further extension. If the AGM 2020 agenda contains only matters for acknowledgement, asset management companies and REIT managers may choose to send out such information instead of

Capacity and Skills in TCFD Knowledge and Reporting.”  SEC Secretary-General Ruenvadee Suwanmongkol said: “By encouraging asset managers to consider climate-related risk when managing their clients

Auditing (TSA) concerning the Auditor’s Responsibility to Consider Fraud in an Audit of Financial Statements and Consideration of Laws and Regulations in an Audit of Financial Statements. (For more