flexibility and clarity. The revisions include, for instance, allowing issuance of structured notes denominated in Thai and foreign currencies; harmonizing issuers? types and qualifications both in public
to help lessen cost of bond issuance. Vorapol Socatiyanurak, SEC Secretary-General, said that the SEC jointly with ThaiBMA launched a project called ?One step beyond with Bond Issue? to promote
and Singapore, and the revised Memorandum of Understanding on the Streamlined Review Framework for ASEAN Common Prospectus to cover issuances of plain debt securities under a debt issuance
securities for business take-overs, and prevention of unfair securities trading practices. Such power shall include: (1) the issuance of rules, regulation, notifications, orders, or directions under this Act
Bangkok, September 28, 2015 ? The SEC approved the Mizuho Bank, Ltd. offering of THB 3 billion baht-denominated bond, the first issue under the ASEAN +3 Multi-Currency Bond Issuance Framework (AMBIF
whose balance between proactive and preventive approaches has led to stakeholders’ confidence in the Thai capital market. THE YEAR OF CHANGE 20T H ANNIVERSARY 1 02 MESSAGE FROM THE CHAiRMAN 04 MESSAGE
market expansion and liquidity. We have set out on a mission to establish the Thai capital market as the key economic driver whose function is to create balance and stability in the financial system, long
cooperated with the Association of Securities Companies in its issuance of the code of conduct on relationship with clients. Brokers must closely monitor clients’ trades and ensure the quality of advice given
เพื่อซื้อหลักทรัพย์และการให้ยืมหลักทรัพย์เพื่อการขายชอร์ต รายการ จำนวนเงิน จำนวนราย 1. ยอดเงินของลูกค้า (cash balance) 2. ยอดรวมมูลค่าหลักทรัพย์ที่เป็นประกัน 3. ยอดรวมมูลค่าหลักประกันอื่น 4. ยอดเงินให้กู้