applicability to all types of index-tracking collective investment schemes, e.g., index ETFs or funds of funds/feeder funds that invest in all types of index funds etc.;3. Permitting ETFs to invest in the assets
and three practitioner members. To maintain the independence of the QARP and their opinions, the SEC requires that the number of the attending non-practitioner members in each session be greater than
be further contemplated for applicability to all types of index-tracking collective investment schemes, e.g., index ETFs or funds of funds/feeder funds that invest in all types of index funds etc.; 3
. 3/2557 Rules on Units of Foreign Collective Investment Scheme Exempted from the Provisions of Public Offering for Sale of Securities 30/05/2014 01/07/2014 2. Notification of Capital Market
Content Cross-border offering of funds ASEAN Collective Investment Schemes (CIS) Asia Region Funds Passport (ARFP) Foreign Exchange-Traded Fund (Foreign ETF) Mutual Recognition of Funds between
in every level. This includes digitalization of the SEC’s entire workflow and database management system with regard to audit oversight. These collective efforts will reinforce further collaboration
provide bookkeeping or any services which affects its independence to the company or its subsidiaries for which the applicant is the auditor; 6. The engagement performance and responsibilities of the
services which affects its independence to the company or its subsidiaries for which the applicant is the auditor; 6. The engagement performance and responsibilities of the applicant shall be deemed
with the independence criteria as specified by the SEC Board; (3) Undertaking of Other Businesses: Requiring any digital asset business operators who wish to undertake other businesses to obtain an
committed an offense as https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8259 documentation.doc matters relative to independence confirmations, performance evaluations, results of monitoring, client