347,072,000 (loan amount plus interest), with the term of loan for 6 months with an extension right for another 6 months, to a connected person of the Company, Jasmine International Public Company Limited (“JAS

Bangkok, May 19, 2015 - The SEC suspended {A}, a securities investment consultant of RHB OSK Securities (Thailand) Plc. (RHB OSK) for failure to keep complete record of trading orders and failure to

act caused by an external factor, {A}’s submission of false documents to the bank in order to help the client was deemed a failure to perform duties or provide services with loyalty pursuant to the

-old and older would account for approximately 20 percent of the total population. Pension or traditional welfare alone is unlikely to sufficiently maintain the retirees? living standard. In light of the

Following the client’s complaint regarding damage from block trading of single stock futures, the SEC’s further investigation revealed that during the month of October 2017, {A} failed to comply with

for a number of asset management firms, we can provide information on return comparison and investment advice suitable for investors? profiles. Securities companies also serve investors with need to

Digital asset business operators have expanded their business to cover services related to the use of digital assets as a means of payment for goods and services. Some have solicited businesses by

, especially those products for which the investment consultants  receive high sales commissions or want to boost sales volume. Moreover, there was a lack of persons to monitor their investment after the

finance business under Clause 1 means undertaking of business with core objective to provide credit facility for securities business.   Clause 3   This Notification shall come into force on the date

offence or liability under the Securities and Exchange Act The characteristics, examples and the limitation period of the civil cases which may be requested for  a Class Action in order to deal with the