of telephone or via electronics, the securities company shall keep such record into recording tape or electronics recording appliance. Clause 19/1.23 24 25 In dealing with retail client, a securities
time, the securities company shall keep all related documents until the handling of such complaint was completed. In case where an advice or a negotiation is made by mean of telephone or via electronics
, accepting of trading orders, or negotiation with clients is made via telephone or electronic means, the securities company shall keep records of such action by using a tape recorder or an electronic data
, or negotiation with clients is made via telephone or electronic means, the securities company shall keep records of such action by using a tape recorder or an electronic data recording device. Clause
service: Call & Shop (shopping via telephone) • New service: Drive Through • Cooperate with Dolfin e-wallet application to encourage e-payment for convenience and safety Furthermore, we have introduced “5
)………………...……….…….. Telephone: ………...…….…….. บริษัท / Company ……………………………….………….…………………………. E-mail: …………………………………………………………. คำอธิบายในการกรอกแบบฟอร์ม 59 คำอธิบายในการกรอกแบบฟอร์ม 59 จัดทำขึ้นเพื่อให้ผู้มีหน้าที่รายงานมีความ
purchasers and number of securities being allotted to each purchaser; (f) name, contact address and telephone number of the person who reports the result of securities sale. 5 Repealed by the Notification of
/ Position ……………………….….…….……….………………………….. The person appointed as contact person (if any)………………...……….…….. Telephone: ………...…….…….. บริษทั / Company ……………………………….………….…………………………. E-mail
Capital Tower All Seasons Place 87/1 Wireless Road Bangkok 10330 Telephone (66) 2305 8000 Facsimile (66) 2305 8010 www.linklaters.com Prepared by: Wilailuk Okanurak Telephone 66 2305 8024 wilailuk.okanurak