flows from investing activities resulted from advance payment for buying the machines for production and from investing in government bonds. Cash used in financing activities was the cash payment for the
result, the price and trading volume of PICO’s shares were not in a normal market condition, and investors in general were misled to understand that a large number of investors were interested in buying
result, Chantip gained illegal benefits from such buying. Moreover, during 12 July – 10 August 2018, after Chantip knew negative non-public information that the operating results of UVAN in the second
higher risk level in buying financial products with a higher risk than the client’s risk profile. SEC has considered the case and viewed that Somchai had behaviors with dishonest implication, affecting the
session. Besides, {A} admitted that she advised the client to sell the other securities to settle the buying order which the client agreed and asked her to submit the selling order via mobile phone
, Wutikorn Bowonpraphakorn, Leelavadee Kajaree and Piyanart Suvitsakdanont (one-year probation) ? disclosing their trader IDs to other persons and not using their own to send buying and selling orders
or facilitation for Mr. Chiyachantana in committing the offense. The case was related to the selling and buying transaction of land and building where WORLD entered into a contract, paying 30 million
a lower price. Most SCIB-C1 buyers during such period were day traders. They made series of buying and selling transactions of SCIB-C1 in the same amounts several times, especially on August 11, 2004
Mr. Yanyong Intarasongkarw Mr. Yanyong Intarasongkarw joined or agreed with other offenders in manipulating 5 securities by separating duties to executing buying or selling orders in a way of
Mr. Raweerot Khiannilsiri Mr. Raweerot Khiannilsiri joined or agreed with other offenders in manipulating 6 securities by separating duties to transact buying or selling orders in a way of concealing