for Undertaking Derivatives Business for Licensed Derivatives Broker (Synopsis) 22/12/2004 16/01/2005 2. Notification of Capital Market Supervisory Board Tor Thor. 80/2552 Criteria for Undertaking
Regulation. Clause 2 The finance and securities company in accordance with Clause 1 shall prepare a scheme for establishment and business undertaking of a limited or public limited company to be set up for
company to prevent the misuse of the IPO channel as a tool to evade or contravene the governing law and regulations (regulatory arbitrage) on the undertaking of investment management business,* which
the Capital Market Supervisory Board No. TorThor. 93/2552 Re: Rules for Undertaking Derivatives Brokerage Business Overseas for derivatives Brokers (codified) By virtue of Section 18 of the Derivatives
Commission Notification of the Securities and Exchange Commission No. KorThor. 45/2547 Re: Determination of Undertaking which is not Deemed to be A Derivatives Dealer By virtue of Section 3 and Section 9 of
สอบบัญชีดังกล่าวก็จะยังคงมีอยู่ในประกาศฯ ฉบับแก้ไข 3. การที่จะให้ผู้สอบบัญชีพิจารณาใช้วิธี enforecable undertaking กลต.ควรพิจารณากำหนดให้ระบุรายละเอียดให้ชัดเจนเพื่อลดการโต้แย้งระหว่างผู้สอบบัญชีกับ
into a Consent Conditions Undertaking (CCU) with the three investors, which resulted in an obligation for PACE to repurchase a certain amount of the preferred stocks. Because the CCU may cause a
relevant details to the SEC for approval (Clause 34/5 of the Notification of the Securities and Exchange Commission No. Kor Thor. 19/2561 Re: Rules, Conditions and Procedures for Undertaking Digital
asset custody, information disclosure, and undertaking of other businesses in contravention of the governing laws and regulations, etc. We also considered other related matters, including the cases where